Legal & Compliance

A Future-Ready Framework for Trusted Engagements

Compliance is at the core of everything we do. At Phoenix Trade, we create a safe and secure operating environment for our clients and advisors — one that not only meets but exceeds industry standards.

Our compliance infrastructure is built on cutting-edge blockchain technology and powered by Digital Ledger Technology (DLT), creating a transparent, tamper-proof framework trusted by Compliance Officers worldwide. With deep industry experience and advanced tools, we provide a truly modern approach to regulatory and ethical assurance.

For more information or supporting documentation, please contact us at Info@PhoenixTrade.co

Advisors

All advisors selected for projects through Phoenix Trade are required to adhere to our Terms & Conditions, which define professional standards and expected conduct.

Before participating in any engagements, advisors must:

  • Complete our annual compliance training

  • Review and comply with any existing agreements or policies related to third-party consulting

  • Refrain from participating in any project that violates current obligations or agreements

  • Never disclose material non-public or confidential information

  • Avoid engagements where conflicts of interest may arise

  • Maintain full confidentiality regarding client identity, interests, and all shared information

  • Terminate any project that enters into restricted or prohibited subject matter

👉 For full Advisor Terms & Conditions, [click here].

Clients

At Phoenix Trade, we understand that compliance requirements vary across organizations. For clients with specific compliance protocols, we offer personalized support and technology integrations that ensure full alignment with internal policies.

Our compliance team provides:

  • Monthly, quarterly, or ad hoc engagement summaries

  • Pre-approval workflows for requested engagements

  • Enforcement of client-requested Do-Not-Call (DNC) lists

  • Chaperoned sessions for audit tracking and compliance oversight

📩 Contact Info@PhoenixTrade.co for compliance customization or documentation.

Employers

We recognize that employees of external firms operate under distinct policies. Phoenix Trade strictly prohibits any engagement where a client seeks information about an advisor’s current employer.

Additionally, if a project requires detailed analysis or long-form participation, we require written consent from the advisor’s employer prior to proceeding.

If you’re an employer with policies regarding employee participation in external consulting, we invite you to share them with us. We continuously refine our compliance framework and welcome the opportunity to collaborate.

📩 For employer-related compliance inquiries, email Info@PhoenixTrade.co